SIE practice test & CIRE exam prep 2026: FINRA and CIRO mock test questions.
Read full description
Pass the SIE in the US. Pass the CIRE in Canada. SecuritiesPrep is a practice test app for anyone starting a career in the securities industry.
🇺🇸 UNITED STATES — SIE (FINRA)
The Securities Industry Essentials exam is the entry-level FINRA exam you can sit without firm sponsorship. It covers four areas:
• Knowledge of Capital Markets
• Understanding Products and Their Risks
• Understanding Trading, Customer Accounts and Prohibited Activities
• Overview of the Regulatory Framework
Our questions are written in the style of the real exam, and every one comes with an explanation.
🇨🇦 CANADA — CIRE (CIRO)
On January 1, 2026, CIRO replaced the old CSC route with its own proficiency exams for Investment Dealer Approved Persons. The Canadian Investment Regulatory Exam (CIRE) is the entry exam everyone must pass before any role-specific exam.
WHAT YOU GET
• Practice questions — filter by topic and difficulty, or run a random set
• Quizzes — full-length mock test sets: answer everything, then review every answer
• Mistake book — every question you get wrong is saved automatically, so you revise what you actually got wrong instead of re-reading what you already know
• AI weak-spot analysis — after a quiz, see exactly which topics to go back to
• Progress tracking — questions completed, accuracy and day streak
• Exam date reminders — set your test date and get study nudges
• 12 languages — use the app in your own language, and switch question language where a translation is available
• Cloud sync — your progress and your mistake book follow you to any device
START FREE
Try questions without an account. Create a free account to keep your progress and your mistake book. Upgrade to Pro for the complete question bank, all quizzes and AI analysis — 7-day, 30-day and 90-day plans.
ABOUT THE CONTENT
Practice questions and explanations are produced with the help of AI and are provided for study purposes only. They are not individually reviewed by a human expert, may contain errors or become out of date, and are not legal or professional advice.
SecuritiesPrep is not affiliated with, endorsed by or sponsored by FINRA, CIRO or any other securities regulatory authority. All trademarks are the property of their respective owners. Always confirm current exam requirements with the official source:
• FINRA (SIE): finra.org
• CIRO (exams): ciro.ca
Questions or problems? support@test-4-x.com